Maintenance of Registers / Records

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Overview

A Private Limited Company in India is a type of business structure that features private ownership, limited liability, and a separate legal identity from its shareholders. This distinct legal status protects shareholders from being personally liable for the company’s debts or obligations.

These companies require a minimum of 2 and can have up to 200 shareholders, with shares not being publicly traded. Managed by a Board of Directors, they are required to comply with the regulatory framework set by the Indian government.

Ideal for small to medium-sized enterprises, Private Limited Companies offer both operational flexibility and ease of management.

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Registers and their forms:

Sl. No

Registers need to be maintain

Form

U/s Sections

Remarks

1

Register of Charges

CHG-07

Sec-85

Every company shall maintain a register of charge which shall include all charges, and floating charges indicating in each case such particulars.

2

Register of Shares which have been Buy Back

SH-10

Sec-68

A company shall maintain a register of shares or other securities that have been bought back in SH-10.

3

Register of members

MGT-01

Sec-88

The Register of Members along with the Index shall be preserved permanently

4

Register of significant beneficial owners

BEN-3

Sec-89 / Sec-90

Every company shall file a return of significant beneficial owners of the company and changes therein with the Registrar containing names, addresses and other details.

5

Register of Directors and KMPs

NA

Sec-170

As per Section 170 of the Companies Act, 2013, every company shall keep at its registered office a register containing the details of its Directors and KMP.

6

Register of Contracts in which Directors are interested

MBP-4

Sec-189

Every company shall maintain a register to record the particulars of. Contracts and Arrangements in which Directors are interested

7

Register of Debenture holders

MGT-02

Sec-88

The Register of Debenture Holders shall be preserved for a period of 8 years.

8

Foreign Register of Members, Debenture holders, other security holders or beneficial owners residing outside India

NA

Sec-88

The foreign register of members shall be preserved permanently, unless it is discontinued and all entries are transferred to foreign register/ principal register.

9

Register of Sweat Equity Shares

SH-03

Sec-54

The particulars of sweat equity shares shall be maintained in the Register of Sweat Equity Shares.

10

Register of Renewed and Duplicate Share Certificate

SH-02

Sec-46

The particulars of every duplicate or renewed share certificate shall be entered in a Register of Renewed or Duplicate Share Certificates.

11

Register of Deposits

NA

Sec-74

Every company accepting deposits shall keep at its registered office one or more registers in which there shall be entered separately in the case of each depositor.

12

Register of Loans/Guarantee/Security and Acquisition by Company

MBP-2

Sec-186

Every company giving loan or guarantee or providing security or making an acquisition of securities shall, from the date of its incorporation, maintain a register for this purpose.

13

Register of Employee Stock Options

SH-06

Sec-62

The particulars of options shall be maintained in the Register of Employee Stock Options.

14

Register of Investments not held in its own name

MBP-3

Sec-187

Every company from its incorporation shall maintain a register to record the particulars of investments in shares or other securities beneficially held by the company but not in its name.